Senior Compliance Officer Full-time Job

Job Responsibilities

Compliance Management and Implementation

Develop and implement the Buna Compliance program

Review and test the Buna Compliance program with applicable laws and make recommendations to management as necessary to improve/enhance Buna compliance framework

Ensure compliance operations and processes are in line with regulatory and stakeholder requirements including Data Protection

Carry out the day-to-day administration of the compliance program

Manage compliance metrics, reporting and process design

Evaluate compliance systems and ensure adequate software is in place

Scan the environment to identify issues, recommend and implement processes

Assist with monitoring and testing as required

Conduct vendor due diligence

Liaise with auditors/examiners during compliance audits/examinations as assigned

Conduct compliance risk assessment training workshops

Follow up on compliance issues that require investigation

Identify and interpret new/changed applicable laws relevant to the Buna business

Perform impact analysis of new/changed applicable laws

Coordinate, communicate and maintain business relationships with internal and external parties on various legal and compliance related matters

Reporting

Effectively communicate and report out on plans, status, issues, risks, and requirements to all levels of stakeholders

Keep up-to-date on industry and regulatory changes

Policy/ Process Development

Review and/or draft forms, disclosures, agreements, etc. as the need arises

Draft, modify and implement Buna policies, procedures and handbooks, as needed, to reflect industry best practices, the evolving regulatory environment and changes to the business

Assist with the preparation, organization, and maintenance of corporate documents

Draft contracts and related internal compliance materials

Assess, in collaboration with the risk management team, money laundering / terrorist financing risk, recommend mitigation plans and controls

Research, analyse and provide recommended remediation efforts for clients that present AML and/or reputational risk

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